The Simpson Firm LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The Simpson Firm provides fee-only investment advisory and financial planning services to small and mid-size groups and individual clients, including investment selection, retirement planning, and periodic portfolio monitoring. Its 2018 ADV filing reports no discretionary assets under management at that time.
The firm tailors strategies to client risk tolerance and objectives, allows client-imposed investment restrictions, and coordinates with other professionals as requested. It relies primarily on third‑party research (for example, Morningstar, Value Line, S&P) and favors long‑term strategies supplemented by selective short‑term trading, hedging with options, and, when appropriate, short sales.
What is distinctive relative to many peer investment managers is the availability of an hourly engagement option and an explicit policy that hourly clients receive one‑time advice without ongoing monitoring or implementation responsibility. The firm’s small size and initial‑filing status, along with its willingness to advise on structured products, warrants and other less‑common instruments, further differentiate its service mix from larger institutional managers.
Client services
Financial planning
Expertise
Options & derivatives strategies
Fee options
Fixed fees via retainer agreements based on estimated hourly involvement; billed quarterly in arrears; generally minimum fee $2,500
$0 - $250,000: 1.45% annually $250,000 - $500,000: 1.30% annually $500,000 - $1,000,000: 1.00% annually $1,000,000 - $2,000,000: 0.85% annually $2,000,000 - $4,000,000: 0.75% annually $4,000,000 - $6,000,000: 0.70% annually $6,000,000 - $8,000,000: 0.65% annually $8,000,000 - $10,000,000: 0.60% annually $10,000,000 - $24,000,000: 0.55% annually $25,000,000 - $50,000,000: 0.50% annually $50,000,000 - $100,000,000: 0.30% annually $100,000,000+: 0.25% annually
$250/hour for business clients for non-investment advice or consultation; $250/hour for individual clients for investment advice or other financial planning consultation; hourly rate is non-negotiable; no minimum hours required
Account minimum: $2,500 minimum fee generally applies for fixed fee and percentage of assets under management arrangements; no minimum asset value or fee strictly required Minimum fee: Generally $2,500 minimum fee for fixed fee and percentage of assets under management; no minimum fee strictly required Fee-only: Fee only investment advisory firm; fees charged as percentage of AUM, hourly charges, or fixed fees; no commissions received
Most active in
The Simpson Firm LLC has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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