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The Rich Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The Rich Group is a fee-only registered investment adviser that offers comprehensive financial planning, targeted investment planning, and portfolio management services to individuals, families, and small businesses. The firm generally requires clients to complete a planning engagement before enrolling in ongoing portfolio management and will consider account acceptance on a case-by-case basis.
The Rich Group follows a strategic asset allocation philosophy grounded in efficient markets and Modern Portfolio Theory, implementing client portfolios primarily with mutual funds and exchange-traded funds and documenting targets and constraints in a written Investment Policy Statement. Management is non‑discretionary—the adviser makes recommendations and conducts regular (at least quarterly) reviews and rebalancing proposals, while clients retain authority to approve transactions; custodians provide account statements directly to clients.
What is somewhat distinctive for a firm of its size is the combination of its planning-first enrollment model with embedded, limited hourly follow-up consultation and its practice of partnering with other financial firms and sponsors for public educational seminars. The brochure also discloses that the firm may receive non‑cash benefits from recommended brokers or fund companies, does not accept performance‑based fees, does not maintain custody of client assets, and does not vote client proxies absent client direction.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Fee options
$0 - $500,000: 0.80% per year $500,000 - $1,000,000: 0.60% per year $1,000,000 - $2,000,000: 0.42% per year $2,000,000 - $3,000,000: 0.29% per year $3,000,000 - $5,000,000: 0.21% per year $5,000,000 - $8,000,000: 0.14% per year $8,000,000+: 0.09% per year
Follow-up advice at $100 per hour (up to 10 hours for Comprehensive Planning, up to 5 hours for Investment Planning); $200 per hour if client terminates before plan completion
Account minimum: $250,000 Minimum fee: Minimum annual fee typically $2,000 for Portfolio Management Service Fee-only: Comprehensive Financial Planning Service fees start at $1,000; Investment Planning Service fees start at $600; hourly follow-up advice at $100/hour
Main office location
The Rich Group, LLC
Simpsonville SC, United States
Number of offices
1
Most active in
The Rich Group, LLC has reported serving >5 clients in these states in the last 12 months.
South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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