The Profolio Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,889,155
Clients
45
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$175,315
About
The ProFolio Group provides financial planning, investment management and financial consulting to a mix of individual and institutional clients, including international (non‑U.S.) individuals, trusts and charitable organizations, pension and profit‑sharing plans, and corporations. Services span automated portfolio management through Schwab’s Institutional Intelligent Portfolios and custody at Interactive Brokers for certain account types, plus consulting and implementation support for client-managed accounts.
The firm’s investment approach is grounded in Modern Portfolio Theory, emphasizing diversified, low‑cost ETF portfolios with long‑term buy‑and‑hold allocations, periodic rebalancing, and automated features such as tax‑loss harvesting; it also constructs bespoke portfolios of individual stocks and may use conservative option strategies (e.g., covered calls). Client engagement begins with a detailed intake of financial objectives, risk tolerance and account information, and accounts are reviewed at least quarterly with ongoing monitoring and periodic meetings.
Notably for a firm with a modest reported asset base (~$7.9 million), The ProFolio Group offers retirement plan (pension) consulting services—including Investment Policy Statement preparation, investment selection and monitoring, fee benchmarking and provider searches—and participant education materials and newsletters, services more commonly found at larger advisors. The combination of an automated institutional platform for retail portfolios, custody flexibility for non‑U.S. and individual‑stock accounts via Interactive Brokers, and an institutional consulting offering distinguishes its service mix from many peers.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Financial consulting
Expertise
Options & derivatives strategies
Fee options
1.00%
Account minimum: $5,000 Minimum fee: $200 annual minimum fee Fee-only: Yes, advisory fees only, no commissions charged
Main office location
The Profolio Group, LLC
Flushing NY, United States
Number of offices
1
Most active in
The Profolio Group, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
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Instagram
Website
(718) 682-4009
Advisors at this firm
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