The Playbook Advizor
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,000,000
Clients
13
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$1,153,846
About
PlayBook Advizor provides discretionary and non‑discretionary asset management, financial planning, and retirement plan advisory services to individuals, high‑net‑worth clients, and qualified retirement plans. The firm manages approximately $15 million in client assets across a limited number of client relationships and includes financial planning work as part of its advisory services at no additional charge.
The firm’s investment process is tailored to each client’s goals and risk tolerance and draws on a mix of fundamental, technical, charting, and cyclical analysis, with strategies that range from long‑term holdings to shorter‑term trading. Accounts are reviewed at least quarterly for allocation, rebalancing, and tax‑loss harvesting opportunities, and clients may impose written investment restrictions that the firm will follow.
Compared with many peers, PlayBook Advizor offers pension consulting and ERISA plan services, including the capacity to serve as either a limited‑scope 3(21) fiduciary or a discretionary 3(38) investment manager for retirement plans, while excluding certain illiquid or employer‑sponsored assets from plan engagements. The firm’s management holds a Juris Doctor degree and an Accredited Investment Fiduciary (AIF) designation, which inform its fiduciary disclosures and plan‑level service offerings.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
College savings (529s, UTMA, etc.)
Debt management
Cash flow / budgeting
Retirement income strategy
Fee options
Flat fees may be charged for ERISA Plan services; fees may be charged as a percentage of assets or as a flat fee, negotiable, up to 1% annually.
$0 - $500,000: 2.00% annually $500,000.01 - $1,000,000: 1.50% annually $1,000,000.01+: 1.00% annually
Main office location
The Playbook Advizor
Port Washington NY, United States
Number of offices
1
Most active in
The Playbook Advizor has reported serving >5 clients in these states in the last 12 months.
California · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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