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The Oakes Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,216,267
Total clients
26
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
26
Average account size
$469,856
About
Oakes Financial Services offers fee‑only financial planning, portfolio design, asset management and investment consultation to individuals, trusts, estates and businesses. The firm provides both project‑based planning engagements and ongoing advisory relationships and explicitly includes workshop presentations and educational seminars as part of its service menu.
The firm’s investment approach combines fundamental analysis with Modern Portfolio Theory to construct diversified allocations using cost‑effective index mutual funds, ETFs/ETNs and, when appropriate, individual securities. Portfolios are customized to client objectives, reviewed and rebalanced periodically, and implemented under non‑discretionary agreements that require client approval for trade execution.
Distinctive elements in the brochure include a stated emphasis on workshop presentations and college‑planning assistance, plus a separate income‑tax preparation activity, which broaden the firm’s client services beyond typical investment management. The firm also discloses a written Code of Ethics, a policy against performance‑based fees, use of third‑party custodians, and that the firm principal carries multiple operational responsibilities and oversight for firm policies.
Client services
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
Fee options
Fixed fee or project-based financial planning fees, deposit of half the quoted fee may be required
$0 - $250,000: 1.50% $250,001 - $750,000: 0.75% $750,001 - $1,750,000: 0.50% $1,750,001+: 0.25%
$200 per hour
Fee-only: Fixed/project-based fees for financial planning; $200 per hour standard rate
Main office location
The Oakes Financial Group
Troy NH, United States
Number of offices
1
Most active in
The Oakes Financial Group has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New Hampshire
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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