The NLW Capital Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,099,900
Total clients
13
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
13
Average account size
$1,161,531
About
The NLW Capital Group provides investment management, comprehensive and limited‑scope financial planning, and business consulting to individuals, high‑net‑worth clients, corporations and other business entities. The firm’s client work includes ongoing portfolio oversight as well as advisory services for businesses, such as assisting leadership with investment decisions and delivering client‑facing presentations and webinars.
The adviser typically manages accounts on a discretionary, tailored basis and advises across a broad range of asset classes including equities, fixed income, ETFs, mutual funds, options and municipal securities. For some clients the firm implements ETF‑based strategies through Schwab’s Institutional Intelligent Portfolios platform, and it uses fundamental analysis for individual stock selection while recommending passive funds when appropriate.
Compared with many independent advisers, NLW explicitly offers portfolio management to institutional/business clients and a dedicated business consulting practice, an arrangement noted in the brochure as part of the firm’s service mix. The brochure also notes the principal’s ongoing educational and finance roles in academic institutions and related outreach to school communities, a governance and business‑development detail prospective clients may wish to consider.
Client services
Financial planning
Portfolio management
Business consulting
Expertise
Options & derivatives strategies
Tax-loss harvesting
Fee options
Upfront fee $750 for individuals and $1,125 for couples for financial plan development; Ongoing financial planning fee $1,250 per quarter ($5,000 annually) for individuals and $1,875 per quarter ($7,500 annually) for couples
$0 - $500,000: $500,001 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.80% $10,000,001+: 0.70%
$300 to $500 per hour for financial planning services
Fee-only: $300 to $500 per hour for financial planning services
Main office location
The NLW Capital Group LLC
Baltimore MD, United States
Number of offices
1
Most active in
The NLW Capital Group LLC has reported serving >5 clients in these states in the last 12 months.
Maryland · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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