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The Montgomery Financial Group, Inc.

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Client assets under management

$48,288,985

Clients

247

3% high-net worth

Advisors

2

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

124

Very High

Average account size

$195,502

About

The Montgomery Financial Group serves individual and high‑net‑worth clients as well as small business owners, providing discretionary investment management, financial planning, and investment consultations. The firm also offers a range of non‑investment advisory services to individuals and small businesses, including tax return preparation, bookkeeping, payroll, and assistance with business entity setup.

Investment portfolios are built using a Modern Portfolio Theory framework, typically emphasizing cost‑efficient index mutual funds and ETFs, with individualized investment policy statements, periodic rebalancing, and ongoing monitoring. The firm generally takes a long‑term perspective, conducts quarterly account reviews and an annual meeting, and will manage accounts on a discretionary basis consistent with client objectives.

Noteworthy aspects include that roughly 42% of the firm’s efforts are directed to non‑investment services for individuals and small businesses, a level of non‑investment activity that is atypical for many advisory firms focused on portfolio management. The firm operates with a small advisory team and a centralized leadership structure in which senior management also performs compliance and data‑security functions; it provides fee‑only advice, does not sponsor wrap fee programs, and does not charge performance‑based fees.

Client services

Financial planning Portfolio management Hourly investment consultations

Expertise

General retirement planning Social Security optimization General tax planning Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Self-Employed Founder/Business Owner

Fee options

Percentage

0.55% annually, assessed monthly in arrears

Project-based

Typically $200 per hour, billed in 15-minute increments for financial planning and investment consultation services

Other

Fee-only: Financial planning and investment consultation services at $200 per hour, billed in 15-minute increments; written financial plans estimated between $650 and $2,500

Main office location

The Montgomery Financial Group, Inc.

195 Route 6 A, Suite 8

Orleans MA 02653-3240, United States

Number of offices

1

Most active in

More info

Massachusetts

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 508-240-1151

Advisors at this firm

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user avatar

Herbert M

CFP®, Series 63

Orleans, MA

The Montgomery Financial Group, Inc.

Herbert Montgomery is a CFP® with 19 years of industry experience and has been with The Montgomery Financial Group, Inc. since 2006. He holds a Series 63 license and is a 50% owner of Fitz-Mont Environmental Solutions, Inc., a company that provides environmentally sound electricity, water, waste, and lighting solutions. The Montgomery Financial Group serves individual and high-net-worth clients as well as small business owners, offering discretionary investment management, financial planning, and a range of non-investment advisory services such as tax preparation and bookkeeping. The firm employs a Modern Portfolio Theory framework focusing on cost-efficient index funds and ETFs, with a significant portion of its efforts dedicated to non-investment services for individuals and small businesses.

General retirement planning Social Security optimization General tax planning Retirement plans for business owners (SEP, solo 401k) Self-Employed Founder/Business Owner
user avatar

Jonathan A

Series 65

Orleans, MA

The Montgomery Financial Group, Inc.

Jonathan Ambrose is a financial advisor at The Montgomery Financial Group, Inc. with one year of industry experience. He holds a Series 65 designation and previously worked for the Monomoy Regional School District for five years. The Montgomery Financial Group serves individual and high-net-worth clients as well as small business owners, offering discretionary investment management, financial planning, and various non-investment advisory services such as tax preparation and bookkeeping. The firm uses a Modern Portfolio Theory approach with cost-efficient index funds and ETFs, emphasizing long-term management and regular account reviews.

General retirement planning Social Security optimization General tax planning Retirement plans for business owners (SEP, solo 401k) Self-Employed Founder/Business Owner
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