T
The Mandell Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$17,000,000
Total clients
1
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
1
Average account size
$17,000,000
About
The Mandell Group is a sole‑proprietor advisory firm that provides financial planning, consulting, and discretionary portfolio management to high‑net‑worth individuals, trusts, estates, corporations, and other business entities. The firm offers hourly planning engagements as well as ongoing asset management and reports approximately $17 million in discretionary assets under management.
TMG uses fundamental analysis and implements both long‑ and short‑term securities strategies, providing discretionary management when clients execute a signed investment management agreement. The adviser conducts quarterly portfolio reviews, seeks annual client meetings to reassess circumstances, and follows a documented data‑gathering/KYC process to determine suitability and objectives.
Noteworthy aspects include that the firm’s principal is also a licensed insurance agent and the brochure discloses the potential for commission‑based compensation from insurance product sales, a conflict of interest the firm addresses through disclosure; the adviser has also held broker‑dealer registrations, an affiliation that is uncommon among independent solo advisors. As a one‑advisor practice that restricts managed‑account custody to a single custodian, the firm blends fee‑based advisory services with the availability of commissionable insurance offerings.
Client services
Portfolio management
Expertise
Wealth management
Life insurance needs analysis
Fee options
Negotiated, not to exceed 1.50% per annum of Assets Under Management (AUM)
Commission-based compensation from insurance product sales by Mr. Mandell, separate from advisory fees
Financial planning and consulting hourly fee of $495 per hour
Account minimum: No minimum account size required to establish a financial planning and consulting relationship Fee-only: Hourly financial planning and consulting fees of $495 per hour; $2,500 deposit due upon engagement (applied as credit against fees)
Main office location
The Mandell Group
Chicago IL, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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