The Lynd Group Advisors, LLC

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Client assets under management

Clients

357

0% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

119

Very High

Average account size

About

The Lynd Group Advisors provides fee-based advisory services to individual clients, offering financial planning, educational seminars and workshops, and non-discretionary management specifically for fee-based fixed index annuities. The firm also arranges third‑party money manager relationships and assists clients with enrollment paperwork and ongoing communications.

Their investment approach combines fundamental, technical and cyclical analysis and is implemented mainly through third‑party managers or by directing annuity strategy reallocations with client approval; account reviews occur monthly or more often when market conditions warrant. The firm does not act as custodian of client assets, maintains client control of accounts, and offers a secure cloud portal for storing and reviewing financial information.

Distinctive features disclosed in the brochure include the firm’s regular public seminars and the principal’s licensed insurance activity, which supports a focus on fixed index annuity management and is disclosed as a potential conflict of interest. The firm places client assets exclusively with third‑party managers and receives referral or shared‑fee arrangements rather than holding custody, a structure and revenue mix that differs from many peers.

Client services

Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Annuities Active portfolio management Income planning

Fee options

Fixed

Client Directed Accounts fee: $300 flat fee (paid to Gradient Investments, LLC, LGA receives $0). Technology fee: $15 quarterly service fee per account or investment strategy.

Percentage

$50,000 - $499,999: 1.00% annually $500,000 - $999,999: 0.90% annually $1,000,000+: 0.80% annually

Commissions

Commissions received by the owner as an independent insurance agent; amount not specified.

Main office location

The Lynd Group Advisors, LLC

801 South Victoria Avenue, Suite 105

Ventura CA 93003, United States

Number of offices

Most active in

California · Texas · Utah

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook Website 805-500-7035

Advisors at this firm

Tana P

Series 65

Flower Mound, TX

The Lynd Group Advisors, LLC

Tana Pennington is a financial advisor with The Lynd Group Advisors, LLC, holding a Series 65 license and three years of industry experience. She has worked at The Lynd Group Advisors since 2014 and also operates as an independent insurance agent specializing in health and life insurance sales and services. The Lynd Group Advisors provides fee-based financial planning and advisory services to individual clients, focusing on fixed index annuity management through third-party money managers and client-directed strategies. The firm conducts regular educational seminars and maintains client control of assets without acting as custodian.

Annuities Active portfolio management Income planning

Michael M

CFP®, Series 66

Ventura, CA

The Lynd Group Advisors, LLC

Michael Mansfield is a CFP® and Series 66-registered advisor with The Lynd Group Advisors, LLC, bringing 16 years of industry experience. He has served as a sole proprietor and has been affiliated with The Lynd Group and its advisory successor since 2009. Outside of advisory work, he operates as an insurance agent and provides legal document assistance. The Lynd Group Advisors offers fee-based financial planning and advisory services, specializing in fixed index annuity management through non-discretionary strategies and third-party money managers. The firm conducts regular client reviews and public educational seminars, maintaining client control of assets and utilizing a secure cloud portal for financial information.

Annuities Active portfolio management Income planning

Owen H

Series 65

Flower Mound, TX

The Lynd Group Advisors, LLC

Owen Hill is a financial advisor at The Lynd Group Advisors, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at Texas Roadhouse before entering the financial sector. Outside of advising, he is also licensed as an insurance agent, providing insurance services through The Lynd Group. The Lynd Group Advisors offers fee-based advisory services focused on financial planning and fixed index annuities for individual clients. The firm employs a blend of fundamental, technical, and cyclical analysis, primarily implementing strategies through third-party managers and maintaining client control of assets.

Annuities Active portfolio management Income planning

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