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The Legacy Collaborative, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,500,000
Total clients
9
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$500,000
About
The Legacy Collaborative is a small, fee-based advisory firm that provides financial planning and portfolio management to a limited client base of mainly high‑net‑worth individuals as well as corporations, pension and profit‑sharing plans, trusts, estates and charitable organizations. With roughly nine client relationships and about $4.5 million in assets under management, the firm offers estate planning, business succession planning, retirement planning and charitable planning in addition to investment advice and referrals to other advisers.
The firm typically delivers advice and planning on an individual basis and assists clients in selecting professional portfolio managers rather than managing most client accounts on an ongoing discretionary basis itself. For clients who participate in the Separate Account Manager (SAM) program, the firm collects client profile information, helps select investment styles and Portfolio Managers, and relies on those third‑party managers (and custodians such as Pershing) to implement portfolios on a discretionary basis.
Distinctive aspects noted in the brochure include that the firm’s sole advisory representative is also a registered representative of a broker‑dealer (World Equity Group) and sells insurance products, and the firm discloses receiving a portion of wrap fees and potential 12b‑1 compensation in connection with recommended programs. The adviser’s contemporaneous broker‑dealer and insurance roles, the use of a wrap fee separate‑account platform with minimums that generally target wealthier clients, and the firm’s very small client roster differentiate it from larger independent advisers that serve broader retail segments.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Business succession planning
Charitable giving & philanthropy
Wealth management
Occupation focus
Founder/Business Owner
Fee options
Mr. Nau may earn 12(b)-1 fees and commissions as a registered representative of a broker dealer (World Equity Group). Commissions may be earned if clients implement plans through WEG or insurance products.
Hourly rates range between $500 - $1,000 and billed as services occur.
Account minimum: $100,000 to $500,000 depending on the investment objectives and Portfolio Managers chosen by the Client Fee-only: Financial planning fees ranging from $1,000 to $120,000 depending on client's income and net worth; hourly rates from $500 to $1,000 per hour.
Main office location
The Legacy Collaborative, Inc.
3512 Paesanos Parkway, Suite 200
San Antonio TX 78231-1248, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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