The Knox Group Wealth Management

The Knox Group Wealth Management provides discretionary portfolio management and financial consulting to individuals — including high-net-worth clients — as well as trusts and businesses, managing roughly $25.1 million across about 87 client relationships. Services include tailored portfolio construction, the development of investment policy statements, and ongoing supervision using exchange-traded funds, mutual funds, individual stocks and bonds.

The firm targets mid- and large-cap equities with a mid- to long-term orientation but employs active management that can involve higher turnover than a buy-and-hold strategy; securities are selected via fundamental filters and timed using technical indicators, and the adviser may use cash positions or reallocation to manage risk. The Knox Group generally acts with discretionary authority to implement strategic asset allocation, rebalance portfolios, and execute trades on behalf of clients.

Distinctive aspects disclosed in the brochure include the principal’s separate business as an independent insurance agent — reportedly occupying about half of the principal’s time and potentially generating typical insurance compensation — a practice the disclosure notes as a potential conflict of interest with mitigation through disclosure and client choice. The firm also discloses prior regulatory and customer matters involving the principal, including a state cease-and-desist order, customer complaints, and a FINRA acceptance, waiver and consent that resulted in a nine-month suspension and a monetary fine, and it directs prospective clients to public records for full details.