The Keystone Financial Alliance, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$164,700,000
Clients
119
63% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
119
Very HighAverage account size
$1,384,034
About
The Keystone Financial Alliance provides investment and wealth management services to individuals, trusts, businesses and corporations, serving both individual and high‑net‑worth clients. Offerings include advisor‑managed discretionary and non‑discretionary portfolio management, use of third‑party sub‑advisers, and financial planning and consulting.
The firm begins by assessing each client’s investment objectives and risk profile to develop customized plans, employing fundamental, technical and cyclical analysis as part of its security selection process. TKFA frequently delegates day‑to‑day trading to selected sub‑advisers and uses model portfolios; it emphasizes sub‑adviser strategies designed to mitigate downside risk and may recommend alternative investments to qualified investors.
TKFA manages roughly $165 million in client assets across about 119 accounts and custodies advisory accounts at Charles Schwab. Distinctive operational features disclosed in the brochure include an explicit policy that TKFA does not vote client proxies (clients retain voting responsibility) and a stated, disclosed process to manage conflicts of interest when recommending rollovers to Rollover IRAs and when selecting sub‑advisers.
Client services
Financial planning
Portfolio management
Financial consulting
Expertise
Private / alternative investments
Real estate investing
Fee options
Generally ranges from $2,500 to $10,000, negotiable, 50% payable in advance, remainder due within 30 days of delivery
$0 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001 - $5,000,000: 1.00% $5,000,001+: 0.85%
Main office location
The Keystone Financial Alliance, LLC
3350 Riverwood Parkway, Suite #2200
Atlanta GA 30339, United States
Number of offices
1
Most active in
The Keystone Financial Alliance, LLC has reported serving >5 clients in these states in the last 12 months.
Alabama · Florida · Georgia · New York · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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