The JM Financial Planning Group, Ltd.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Average account size
—
About
The JM Financial Planning Group, Ltd. is a small advisory firm that delivers portfolio management and comprehensive financial planning primarily for individuals and high‑net‑worth clients, and it also provides advice on employer‑sponsored retirement accounts and related pension matters. Services include both discretionary and non‑discretionary asset management as well as written financial plans and periodic plan updates.
The firm establishes client strategies from documented goals and risk‑tolerance assessments, relying on fundamental analysis, asset allocation and regular monitoring; it may execute trades under a limited trading authorization or obtain client approval on each transaction. For planning engagements the firm uses alternatives to asset‑based billing, offering flat‑fee plans and hourly work for specific reviews.
Distinctive aspects disclosed in the brochure include that the firm’s principal is also licensed as an insurance agent and a registered representative of a broker‑dealer, and the firm sells commissioned insurance products in addition to providing advisory services. The brochure also notes the firm advises on 401(k)/retirement plan investments, discloses potential commissions and affiliated business relationships, and reported no assets under management at the initial filing.
Client services
Expertise
Fee options
Comprehensive financial plan fee is the greater of 0.70% of gross income, 0.000875 of net worth, or $1,600; payable in two installments.
$0 - $2,000,000: 2.5% annually $2,000,000+: 2.0% annually
The firm sells insurance commissioned products; advisory representatives may receive commissions for sale of securities as registered representatives of broker dealers.
Hourly rate of $200 per hour for financial planning meetings and preparation time; minimum half hour applies.
Fee-only: Financial planning fee: greater of 0.70% of gross income, 0.000875 of net worth, or $1,600; Hourly rate: $200/hour with minimum half-hour charge; Fees are payable in installments.
Main office location
The JM Financial Planning Group, Ltd.
Mundelein IL, United States
Number of offices
0
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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