The Ivy League Advisory Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$34,549,000
Total clients
194
3% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
97
Average account size
$178,088
About
The Ivy League Advisory Group serves individual and high-net-worth clients as well as retirement plans, providing ongoing investment advisory and financial planning services. Its offerings include non-discretionary portfolio management, limited-scope ERISA 3(21) plan advice, 529 college-savings program support, and referral placement with third‑party money managers.
The firm generally operates on a non-discretionary basis, obtaining client approval before executing transactions and using platforms such as Orion Portfolio Solutions and institutional strategists for model portfolios. It also provides packaged planning services (including a concierge planning option and retirement income planning) and holds educational seminars and workshops for clients and the public.
Distinctive features include that reported assets are managed almost entirely on a non‑discretionary basis, the principal maintains a separate insurance practice (spending more than half of his time and receiving commissions), and the firm receives ongoing referral fees when placing clients with third‑party managers — relationships and compensation arrangements the brochure discloses as potential conflicts. The combination of ERISA 3(21) consulting, free public seminars, and a mix of platform-based strategist models with third‑party referrals is less common among similarly sized advisory firms.
Client services
Fee options
Financial planning consulting flat fee $7,200 annually, billed monthly at $600
$0+: up to 1.5% $0+: up to 2.0% for Vermont clients
$300 per hour for additional financial planning consulting time
Fee-only: Annual fees up to 1.5% for asset management, financial planning fee $7,200 annually, hourly consulting $300 per hour
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
The Ivy League Advisory Group, LLC
530 E Hunt Hwy, Suite 103 #480
San Tan Valley AZ 85142, United States
Number of offices
2
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")