The Investment Connection LLC

The Investment Connection serves individual investors (including high-net-worth clients), trusts, estates, qualified retirement plans, and small businesses with discretionary and non-discretionary investment management, financial planning, and retirement-plan advisory services. The firm reports approximately $108.8 million in assets under advisement across roughly 132 client relationships and offers both ongoing portfolio management and project-based planning engagements.

Portfolios are constructed from individually tailored investment policies that consider objectives, time horizon, tax considerations, and risk tolerance, with a core emphasis on low-cost ETFs supplemented by select individual equities, fixed income, and the option to add socially responsible or alternatives exposures. The firm uses a mix of fundamental, technical, and cyclical analysis, may engage outside managers or private investment vehicles when appropriate, and generally implements relatively passive, tax-aware strategies on a discretionary basis.

Notable differentiators include formal affiliations with a law practice and an independent accounting firm: the advisory team includes an attorney who provides separate legal services and a CPA who operates an accounting practice, and referrals between the advisory and those firms are disclosed with written acknowledgements to address conflicts of interest. The firm also makes available a third-party estate-document preparation platform under a separate engagement (documents remain valid after client termination though platform access ends) and provides ERISA co-fiduciary qualified-plan services—features that are uncommon among similarly sized supported firms.