The Horst Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,900,000
Clients
34
24% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
34
TypicalAverage account size
$850,000
About
The firm serves individual clients as well as employer plan sponsors, offering fee-only financial planning, discretionary investment management, and retirement plan consulting. It also conducts educational seminars and workshops intended to provide general investment and personal finance information to groups.
Its investment approach is grounded in modern portfolio principles and strategic asset allocation, employing a mix of passive and active vehicles and constructing written investment policy statements for clients. The firm may use third-party sub‑advisors for portfolio management, manages accounts on a discretionary basis when authorized, and provides periodic reviews with up to three scheduled check‑ins per year plus ongoing email and phone support.
What distinguishes this firm from many peers is the combination of pension/retirement plan consulting (including acting in a fiduciary capacity for covered plans) and a public educational offering, both of which are relatively uncommon for independent advisors. The practice is boutique in scale—managing roughly $29 million for a small client base—and offers a bundled Financial Life Management service that integrates ongoing planning with optional discretionary management alongside shorter, fixed-scope “check up” planning engagements.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Business ownership considerations
Business exit / sale strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Occupation focus
Founder/Business Owner
Self-Employed
Demographic focus
Mid-Career Professionals
Approaching retirement
Fee options
Financial Check Up fee of $2,500; Financial Life Management initial fee up to $2,500 plus ongoing fees
$0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.65% $10,000,001+: 0.50%
Minimum fee: Financial Check Up fixed fee of $2,500 Fee-only: Fee-only compensation, no commissions
Main office location
The Horst Group, LLC
Denver CO, United States
Number of offices
2
Most active in
The Horst Group, LLC has reported serving >5 clients in these states in the last 12 months.
California · Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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