The Hogan-Knotts Financial Group, Inc.

The Hogan-Knotts Financial Group serves individual clients—including high‑net‑worth households—multi‑generational families, select businesses, trusts, estates and a small number of charitable entities, providing comprehensive financial planning and discretionary portfolio management. As of December 31, 2025 the firm reported approximately $331.6 million in assets under supervision across about 293 separately managed and reported portfolios for roughly 150 clients.

The firm manages client assets on a discretionary basis and documents an individualized Statement of Investment Policy (SIP) for each portfolio, with a conservative, long‑term orientation (income portfolios with withdrawal rates generally ≤4% or accumulation timeframes of six years or more). Portfolios are populated mainly with institutionally managed mutual funds, ETFs, REITs and indexed strategies rather than individual securities, are reviewed and rebalanced regularly (typically quarterly), and are custodied through an institutional custodian selected by the firm.

Distinctive features include the combination of a very small advisory team (two advisors) overseeing a relatively large AUM base and a long operational history prior to recent changes in firm structure. In January 2026 the firm disclosed a material organizational change: it transferred its clients and managed assets to another SEC‑registered registered investment adviser and its principals are no longer employed by the firm, a development prospective clients should consider when evaluating continuity of service.