The Financial Grove LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$656,823
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$54,735
About
The Financial Grove LLC is a fee-only, registered investment adviser operating as a solo practitioner that provides discretionary portfolio management and both ongoing and project-based financial planning to individuals, including high-net-worth clients. The firm also offers educational seminars and speaking engagements and coordinates with third-party professionals (attorneys, accountants, tax advisors, and insurance agents) when clients request or require additional services.
The firm develops personalized investment policies and asset-allocation targets through client discussions about goals, risk tolerance, tax considerations, and family circumstances, then manages portfolios to those objectives. Its investment toolkit includes fundamental and cyclical analysis, modern portfolio theory, passive ETF and mutual fund strategies, and the option to incorporate socially responsible (ESG) considerations; clients may impose reasonable investment restrictions while granting the firm discretionary trading authority.
Noteworthy for a small advisory practice with under $1 million in assets and roughly a dozen client relationships, the brochure describes services oriented toward business and institutional needs — including business planning, employee benefits optimization, and consulting for specific projects — and offers seminars that could support corporate, pension, or charitable clients. The firm requires custody through recommended custodians (Charles Schwab or Altruist), follows a formal Code of Ethics and CFP Board standards, and is led by a CFP®-certified principal who also serves as the firm’s chief compliance officer.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
Fixed fees $1,000 - $10,000 for project-based financial planning
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $10,000,000: 0.40% $10,000,001+: 0.25%
$250/hour for project-based financial planning
Ongoing financial planning fees range from $100 - $600 per month or quarter
Fee-only: Fixed fees $100 - $600 per month or quarter for ongoing financial planning; Project-based fixed fees $1,000 - $10,000; Hourly rate $250/hour; Educational seminars $100 - $10,000 per seminar
Main office location
The Financial Grove LLC
Somerville MA, United States
Number of offices
1
Most active in
The Financial Grove LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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