The Financial Architects Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$962,390
Clients
21
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
21
TypicalAverage account size
$45,828
About
The Financial Architects Wealth Management LLC is a small advisory firm with one advisor managing approximately $962,390 for 21 individual clients. The firm offers asset management (including programs through Orion Portfolio Solutions and recommended third‑party managers), flat‑fee financial planning, and limited‑scope ERISA 3(21) retirement‑plan services.
TFAWM’s practice is primarily non‑discretionary: clients approve transactions and the firm provides ongoing monitoring, account reviews at least quarterly, and recommendations based on fundamental, technical, charting and cyclical analysis. When appropriate it places clients with third‑party managers or model programs, provides plan education and prepares investment policy documentation, and receives and monitors TPM disclosures and performance.
Distinctive features include that nearly all assets are managed on a non‑discretionary basis and the firm maintains material affiliations with insurance businesses: principals and representatives act as licensed insurance agents and receive insurance commissions and other external incentives (including production‑based benefits from a sub‑advisor), which the firm discloses and states it seeks to mitigate. The client base is largely non‑high‑net‑worth individuals, and the firm leans on referral arrangements and outside managers rather than offering proprietary discretionary strategies.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Business exit / sale strategy
Debt management
Fee options
Financial planning fees: $175 to $750 based on estate value tiers.
$0 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.85% annually $5,000,001 - $10,000,000: 0.75% annually $10,000,001 - $25,000,000: 0.65% annually Over $25,000,000+: 0.50% annually
Investment Advisor Representatives receive commissions from insurance sales; external compensation disclosed.
Account minimum: $25,000 Fee-only: Financial planning flat fees ranging from $175 to $750 based on estate value; fees may be waived.
Main office location
The Financial Architects Wealth Management LLC
13890 Peyton Drive Ste A
Chino Hills CA 91709, United States
Number of offices
3
Most active in
The Financial Architects Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")