The Financial Advisory Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
135
7% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
135
Very HighAverage account size
$0
About
The Financial Advisory Group serves individuals, high‑net‑worth individuals, trusts, estates, pension plans and other entities with comprehensive financial advisory services. Its listed services include comprehensive financial planning, wealth and investment planning, stock‑option and concentrated‑position planning, estate and trust planning, tax consultation, securities brokerage, insurance products, real‑estate analysis, retirement planning and business risk management.
The firm delivers tailored, situation‑specific advice based on analysis of each client’s circumstances and goals, emphasizing that recommendations may change as circumstances, timing and tax factors evolve. Implementation of investment transactions is not part of the advisory service; instead the firm charges an annual, time‑based fee (billed quarterly in advance) rather than a percentage‑of‑assets fee, and an associated person may execute transactions only under a separate broker‑dealer relationship if the client requests it.
Noteworthy for an independent, single‑advisor firm, it does not provide separately managed accounts or participate in wrap fee programs and does not monitor client accounts as an investment manager. The firm’s advisors also operate in broker‑dealer and insurance capacities (earning transaction and insurance commissions) and maintain consulting arrangements with real‑estate professionals, disclosures the firm highlights as potential conflicts and clarifies clients are under no obligation to use those services.
Client services
Financial planning
Financial advisory services
Expertise
Equity compensation tax strategy
Concentrated stock management
Fee options
Transaction-based commissions earned by advisors acting as registered representatives for investments placed through Centaurus Financial, Inc.; customary commissions also earned on insurance products sold.
Fee is based on anticipated hours over many years; fees billed as an annual fee, but hourly charges are indicated in SEC data; specific hourly rate not stated.
Fee-only: Annual fee determined at agreement time based on anticipated hours, billed quarterly in advance; fee amount varies per client and complexity, no fixed percentage or tiered schedule provided.
Main office location
The Financial Advisory Group
San Francisco CA, United States
Number of offices
1
Most active in
The Financial Advisory Group has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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