T
The Financial Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$64,024,485
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
40
57% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
40
HighAverage account size
$1,600,612
About
The firm provides discretionary portfolio management and investment advisory services primarily to individual clients, including high-net-worth households, overseeing roughly $68 million in client assets across about 40 client relationships. Services focus on individualized portfolio management rather than institutional or product-only offerings.
Advisory services are delivered directly by the firm’s sole investment professional, who has a background in business administration and accounting, is a licensed CPA and has managed investments since 2000; that individual holds discretionary authority over client accounts. The firm generally uses percentage-of-AUM billing and, in some arrangements, may apply performance-based fee structures.
This firm is notable among peers for operating alongside other professional activities: the adviser practices as a CPA and also holds a real estate broker license, receiving real estate commissions while reporting that real estate activity has occupied less than 1% of time over the past decade. The firm also serves a material share of non-U.S. clients and reports fee arrangements (including performance-based fees) and affiliations that are uncommon for similarly sized supported advisory firms.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
General tax planning
Main office location
The Financial Advisors
2522 Chambers Road, Suite 110
Tustin CA 92780, United States
Number of offices
1
Most active in
The Financial Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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