The Faragi Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$14,000,000
Total clients
58
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
58
Average account size
$241,379
About
The Faragi Group provides ongoing investment supervisory services to individuals (including high‑net‑worth clients) and to corporations or business entities, offering portfolio management, client‑specific Investment Policy Statements, and a one‑time financial plan. The firm manages accounts on a discretionary basis and documents each client’s goals, income, tax considerations, and risk tolerance in the Investment Policy Statement used to guide portfolio construction.
The firm’s investment approach relies on fundamental analysis combined with both long‑term and short‑term trading strategies and options writing when appropriate, with regular portfolio monitoring by the adviser. Portfolios may include a broad set of vehicles — mutual funds, equities, fixed income, ETFs, real estate vehicles, REITs, hedge funds, private placements, and insurance products (including annuities) — selected to match the client’s Investment Policy Statement.
Noteworthy for a small independent adviser, the brochure indicates the firm deals with insurance products such as annuities and employs alternative investments (private placements, hedge funds) alongside traditional securities, practices that are less common among peers. The firm also accepts and manages accounts for corporate/business entity clients (institutional‑type relationships) in addition to individuals, and it requires clients to use the firm’s recommended custodian for execution and custody.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Fee options
1.00% annually
Account minimum: $250,000
Main office location
The Faragi Group
525 Lacey Road
Forked River NJ 08731, United States
Number of offices
1
Most active in
The Faragi Group has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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