The Enterprise Investment Company

The Enterprise Investment Company serves high‑net‑worth individuals, trusts, estates, corporations, and employee benefit and pension plans, providing discretionary and non‑discretionary portfolio management, financial planning, and pension consulting. The firm does not provide services to lower‑net‑worth individual clients, a client focus that differs from most peer teams.

EIC primarily recommends and refers clients to unaffiliated sub‑advisers (providing those sub‑advisers’ Form ADV disclosures) and, when directly managing accounts, implements dynamic portfolio strategies — enhanced, conservative, or moderate stances with defensive and growth variants — using fundamental security analysis and tailoring allocations to clients’ age, tax status, risk tolerance, and objectives. The firm also evaluates and refers appropriately qualified clients to limited partnerships and other private investment offerings, performing suitability reviews before recommending such products.

Notably, the firm is affiliated with a FINRA‑registered broker‑dealer and an insurance distributor, and its representatives may effect transactions through that affiliate and receive commissions; this arrangement and the firm’s referral of private investment offerings via the affiliate are disclosed potential conflicts that distinguish it from most similar team firms. The adviser also provides ERISA 3(21) retirement‑plan services and is in the process of transitioning custodians to Charles Schwab, acknowledging that Schwab’s institutional support services create both operational benefits for the firm and potential incentives when recommending custody.