The Elliott Group

The Elliott Group provides financial planning and consulting services to individuals and high‑net‑worth clients, delivering one‑on‑one planning meetings and targeted consultations on topics such as retirement, tax planning, investment planning, college funding, estate planning and asset protection. For investment management, the firm refers clients to a co‑advisor program in which an unaffiliated manager assumes responsibility for portfolio design, trading, reporting and custodian reconciliations while The Elliott Group maintains the client relationship and ongoing oversight.

The firm’s investment methods include charting, fundamental, technical and cyclical analysis, and its co‑advised programs use third‑party asset allocation models; co‑advisory accounts are reviewed periodically and clients are contacted at least annually to confirm objectives and risk preferences. The Elliott Group does not accept investment discretion without specific client authorization and asks clients to notify the firm of material changes in financial circumstances.

Noteworthy features include the firm’s primary reliance on a co‑advisor to perform portfolio management and custodial functions rather than direct portfolio management for individuals, combined with the delivery of financial planning on a fixed‑fee basis and the firm’s insurance activities that may generate commissions — arrangements that create potential conflicts of interest. The brochure also discloses a settled client claim relating to prior referrals to oil and gas investments, which prospective clients may consider when conducting due diligence.