T
The Butterfield Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,691,720
Clients
54
33% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
54
HighAverage account size
$68,365
About
The Butterfield Group provides customized investment management and financial planning to individuals, high-net-worth clients, trusts, estates, small businesses, and charitable organizations. Services described in the brochure include investment management, financial planning and consultation, retirement and estate planning, cash-flow and tax considerations, educational seminars, and other consulting on specific client objectives.
The firm’s investment approach is asset-allocation driven and is typically implemented on a discretionary basis using written Investment Policy Statements and macroeconomic analysis of interest rates, money supply, commodity prices and political factors. Its documented process covers goal setting and risk/return profiling, asset allocation modeling, security selection across mutual funds, ETFs, equities, fixed income and alternative vehicles (including private funds and REITs), and ongoing monitoring and reporting.
Compared with many independent advisers, the brochure highlights a broader client mix that explicitly includes small businesses and charitable organizations in addition to individual and trust clients. Operationally, the firm discloses requiring trade execution through a designated broker-dealer and notes the principal’s concurrent business activities outside of financial services—details that are atypical for firms of this type and size.
Client services
Financial planning
Portfolio management
Fee options
Flat fee of $500 for financial planning services as agreed in advance.
$0 - $1,000,000: 1.0% $1,000,000 - $3,000,000: 0.75% $3,000,000 - $5,000,000: 0.60% $5,000,000+: 0.40%
Hourly fees at $300 per planner-hour including meeting and prep time; support staff at $75 per hour.
Flat quarterly retainer fee of $1,000 per quarter for investment management services, billed quarterly in advance.
Account minimum: $10,000 Minimum fee: Minimum fee of $2,500 per quarter for assets under management less than $1 million, capped at 2% per annum if minimum fee exceeds that. Fee-only: Financial planning and other consulting services charged on hourly basis ($300 per planner-hour, $75 per support staff hour), flat fees ($500), capped hourly fees; educational seminar fees ($300/hour plus travel).
Main office location
The Butterfield Group LLC
Simi Valley CA, United States
Number of offices
1
Most active in
The Butterfield Group LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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