The Bollard Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,724,565,893
This total excludes 10 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
14
100% high-net worth
Total advisors
1
of 29 employees
Firm size
Multi Team
Average clients per advisor
14
Average account size
$480,326,135
About
The Bollard Group serves high-net-worth individuals, trusts, charitable foundations and family-centric companies, providing investment advising alongside financial and estate planning, tax preparation, bookkeeping and other wealth and business advisory services. The firm offers both discretionary and non-discretionary portfolio management tailored to client objectives and reporting needs.
The firm uses a mix of charting, fundamental and technical analysis with active management across equities, fixed income, options, futures and cash management, and will employ leveraged or hedging strategies where suitable for a client’s tolerance. For eligible clients it recommends access to alternative, privately offered pooled investments and affiliated private funds (Spinnaker Funds) that invest in private equity, venture, hedge and real estate opportunities.
What is distinctive is the firm’s role as a private fund adviser and sponsor of pooled vehicles that may charge performance-based carried interest — an arrangement that creates potential side-by-side conflicts and is managed through allocation, consent and disclosure procedures. Senior management also provides trustee and corporate management services for clients and investors, and the client base is concentrated among high-net-worth and institutional family entities rather than retail individual investors.
Client services
Financial planning
Portfolio management
Selection of other advisers
Advising on private equity and special situation investments
Advising on private equity and special situation investments
Expertise
Private / alternative investments
Concentrated stock management
Options & derivatives strategies
Wealth management
Occupation focus
Founder/Business Owner
Fee options
Hourly fees generally range from $90 to $1,200 based on expertise and experience of the adviser
Performance-based fees (carried interest up to 20% of profits) charged by related entity Spinnaker Capital for certain private funds; disclosed in fund documents
Account minimum: $25 million Minimum fee: Minimum annual fee of $75,000 for assets under management; exceptions may be made at discretion of the Firm Fee-only: Investment management fees charged as percentage of assets under management (generally 0.80% or less annually) or hourly fees ranging from $90 to $1,200 based on adviser expertise; fees are negotiable
Main office location
The Bollard Group LLC
One Joy Street
Boston MA 02108, United States
Number of offices
1
Most active in
The Bollard Group LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts · New Hampshire · New York · Texas · Vermont
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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