Teplitz Financial Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$118,900,971
Clients
168
28% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Clients per advisor
168
Very HighAverage account size
$707,744
About
Teplitz Financial Group provides investment advisory services to individuals (including both high-net-worth and non‑HNW clients), as well as pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and other business entities. Services include discretionary and non‑discretionary portfolio management and, when requested, standalone financial planning and consulting, and the firm facilitates introductions to insurance products through a related insurance agent (a relationship it discloses as a potential conflict).
The firm’s investment philosophy is grounded in modern portfolio theory, emphasizing asset allocation and diversified portfolios implemented mainly with mutual funds, ETFs, individual securities and fixed income, and a buy‑and‑hold orientation with multi‑year time horizons. TFG routinely uses sub‑advisory arrangements and platform custodians (including SEI, Schwab and AssetMark) to implement and monitor client accounts and may recommend independent managers for portions of client assets.
Noteworthy for a firm of its type, TFG operates a wrap‑fee program that bundles advisory, custody and trade execution services and discloses paying SEI a flat 15 basis‑point fee in lieu of transaction‑based commissions, an arrangement that is uncommon among peers. The brochure also discloses a recent transition to SEC registration and the termination of a broker‑dealer affiliation, and notes that the firm may receive compensation from AssetMark and commissions from insurance products when applicable.
Client services
Expertise
Occupation focus
Fee options
Financial planning and consulting fixed fees generally range from $1,500 to $3,000
$0 - $1,000,000: 1.0% $1,000,001 - $2,500,000: 0.75% $2,500,001 - $5,000,000: 0.56% $5,000,001 - $10,000,000: 0.42% $10,000,001+: 0.31%
Separate commission-based arrangement for insurance products offered by certain supervised persons
Financial planning and consulting fees generally range from $150 to $250 per hour
Fee-only: Fees based on percentage of assets under management and financial planning fees; no commissions for advisory services
Main office location
Teplitz Financial Group LLC
3 Jocama Boulevard, Suite 200 A
Old Bridge NJ 08857, United States
Number of offices
1
Most active in
California · Connecticut · Florida · New Jersey · New York · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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