Tennessee Valley Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,909,517
Total clients
34
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
34
Average account size
$320,868
About
Tennessee Valley Investment Management provides discretionary portfolio management, investment consultations, and financial planning to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, and retirement plans. The firm’s services include ongoing asset management as well as ad hoc financial advice and planning, and it may implement strategies using mutual funds, ETFs, individual securities, debt instruments, and partnerships.
The firm structures client relationships through a Private Client Profile that documents objectives, constraints, and risk tolerance, and it employs a mix of fundamental, technical, charting, and cyclical analysis supported by third‑party research. Accounts are monitored daily and reviewed on a weekly and quarterly cadence, with portfolio implementation primarily managed on a discretionary basis and trade aggregation used when appropriate.
Compared with many peers, TVIM highlights hands‑on advisory work in special situations — such as closely‑held securities, business or real estate ventures, and partnership investments — and typically executes trades through a Schwab master account arrangement while receiving platform research and services. The firm reports a concentrated client base (just over $10.6 million in assets across about 33 client relationships) and does not assume proxy‑voting authority for client securities, leaving voting responsibility with clients.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Real estate investing
Fee options
$0.01 - $1,000,000: 2.00% per annum maximum $1,000,000+: 2.00% per annum maximum
$200.00 per hour for Financial Consulting/Planning services
Main office location
Tennessee Valley Investment Management
Huntsville AL, United States
Number of offices
2
Most active in
Tennessee Valley Investment Management has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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