T
TDT Financial Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$45,000,000
Clients
35
54% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
35
TypicalAverage account size
$1,285,714
About
TDT Financial Inc is an independent registered investment adviser that provides ongoing portfolio management and financial planning to individuals and high‑net‑worth clients. Services center on constructing Investment Policy Statements, recommending mutual‑fund‑focused portfolios and providing periodic reports through third‑party custodians.
The firm’s portfolio management is delivered predominantly on a non‑discretionary basis; the adviser does not enter trades or exercise trading authority, so investment actions require client approval and clients maintain custody of assets. Investment decisions draw on a mix of charting, cyclical, fundamental, quantitative and technical analysis and emphasize long‑term holding strategies.
Notably, nearly all of the firm’s reported assets under management are managed non‑discretionarily, an uncommon structure among independent advisers that affects trade execution and account aggregation. The firm does not accept performance‑based fees, generally limits advice to mutual funds (using other securities for diversification when appropriate), and typically provides financial planning as a one‑time delivered plan unless additional services are contracted.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Fee options
$500 to $10,000 for financial planning, discounted to $0 if client uses portfolio management services
0.50% annually
$300 per hour
Main office location
TDT Financial Inc
Sioux Falls SD, United States
Number of offices
1
Most active in
TDT Financial Inc has reported serving >5 clients in these states in the last 12 months.
South Dakota · Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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