TCM Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Average account size
—
About
TCM Investment Management is a recently formed, single-advisor registered investment adviser that offers investment management and an ongoing financial consulting subscription to individual clients; as of June 13, 2025, the firm reports no assets under management. Its investment management service includes portfolio construction, security selection, trading execution, rebalancing, and performance reporting, while the consulting subscription provides regular budgeting and cash‑flow guidance.
The firm provides discretionary portfolio management using individual equities, ETFs, mutual funds, and fixed‑income securities, and it emphasizes fundamental analysis for fund and ETF selection with a primary long‑term holding strategy while accommodating client‑directed short‑term trades. Fees are billed as a tiered percentage of assets under management (a common industry approach) and are combined with a $25 monthly consulting subscription that is delivered and billed as an integrated, non‑separable package and deducted through the firm’s custodian.
Notable atypical features include a sole principal who is concurrently completing a finance degree while holding industry registrations (Series 7, 63, 65) and the firm’s current reporting of zero clients and zero AUM, which is uncommon for managers in this category. The firm requires all client accounts to be maintained at a single custodian platform, does not accept proxy‑voting authority, and provides advisory and consulting services only as a bundled offering, distinguishing its operating and service model from many peers.
Client services
Expertise
Fee options
$0 - $99,999: 0.75% $100,000 - $249,999: 0.65% $250,000 - $499,999: 0.55% $500,000 - $749,999: 0.45% $750,000 - $999,999: 0.35% $1,000,000+: 0.25%
$25.00 per month for financial consulting services
Fee-only: Monthly subscription fee of $25.00 for financial consulting services
Main office location
TCM Investment Management
Lawrence NJ, United States
Number of offices
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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