T
TCM Investment Advisers
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$66,290
Clients
1
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$66,290
About
TCM Investment Advisers serves individual investors focused on retirement planning and estate/asset management, offering portfolio management and a wrap-fee program. The brochure states it accepts accounts across a wide size range and notes that smaller accounts may be placed on a different fee schedule to support the adviser–client relationship.
The firm describes a customized retirement-planning approach, supplying analysis and recommendations on investment strategies, diversification and sector allocation, and considering vehicles such as annuities and limited partnerships. Trading and custody are conducted on a Fidelity platform; TCM operates under a limited trade authorization to place trades, view accounts and distribute funds on clients’ account(s).
Noteworthy for a single-adviser RIA, the brochure documents multiple fee arrangements beyond the typical percentage-of-AUM model, including wrap-fee programs, hourly billing and prepaid account-review options. The brochure also discloses operational practices that are less common among peers, such as routing all trading and recordkeeping through an associated broker‑dealer and allowing clients to provide account access credentials for TCM to conduct business on their behalf.
Client services
Portfolio management
Selection of other advisers
Educational seminars or workshops
Financial consulting, business development, sales & management
Financial consulting, business development, sales & management
Expertise
General retirement planning
Annuities
Fee options
$0 - $1,999: Flat fee $135.00 annually (Silver tier) $2,000 - $4,999: $125.00 plus 5.00% of assets from $2,000 to $4,999 (Silver tier) $5,000 - $9,999: $95.00 plus 4.50% of assets from $5,000 to $9,999 (Silver tier) $10,000 - $24,999: 4.00% from $10,000 to $24,999 (Gold tier) $25,000 - $49,999: 3.50% from $25,000 to $49,999 (Gold tier) $50,000 - $99,999: 3.00% from $50,000 to $99,999 (Gold tier) $100,000 - $249,999: 2.50% from $100,000 to $249,999 (Platinum tier) $250,000 - $499,999: 2.00% from $250,000 to $499,999 (Platinum tier) $500,000 - $999,999: 1.50% from $500,000 to $999,999 (Platinum tier) $1,000,000+: 1.00% over $1,000,000 (Platinum tier)
$150.00 per hour (1 hour minimum)
Minimum fee: $135.00 annually for accounts $0-$1,999 (Silver tier)
Most active in
TCM Investment Advisers has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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