TCFG Investment Advisors, LLC

TCFG Investment Advisors provides investment advisory and planning services to a broad mix of individual clients, including high-net-worth individuals, as well as profit-sharing plans, charitable organizations, and corporations. The firm offers discretionary and non-discretionary portfolio management, model portfolio strategies, financial planning, focused consulting, and access to third-party money managers.

Advisors employ a range of analysis and strategies—fundamental, technical, quantitative, asset allocation, and options or margin trading where appropriate—and review client portfolios at least annually while implementing client-imposed restrictions. Custody and execution are arranged through national custodians such as Pershing, Charles Schwab, and Equity Trust, and advisory compensation is generally charged as a percentage of assets under management, consistent with common industry practice for multi-advisor firms.

Noteworthy differences from many peers include the firm’s affiliation with an in‑house broker‑dealer (TCFG Wealth), which the brochure discloses is used as an introducing broker for platform access and which sets certain markups and receives fees that create potential conflicts of interest. The firm also disclosed a prior SEC enforcement matter alleging disclosure and markup issues that was resolved by consent, including disgorgement, interest, and civil penalties, and describes ownership by a larger parent company that controls a majority stake.