TBG Investing
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,442,024
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$573,671
About
TBG Investing is a fee-only, independent registered investment adviser run by a sole advisor that provides discretionary investment management and both project-based and ongoing financial planning. The firm targets individual clients who meet a relatively high minimum account size (published at $300,000) and, per its disclosures, generally serves high-net-worth individuals rather than typical non‑HNW retail clients.
Investment management is delivered on a discretionary basis and is grounded in Modern Portfolio Theory, with a preference for primarily passive portfolios while allowing active strategies or a combination of both. The firm builds portfolios using mutual funds, ETFs, and, when requested, individual securities, considers tax and liquidity factors and smart‑beta inputs, and offers customized socially responsible/ESG options and client‑imposed investment restrictions in writing.
Compared with many independent advisers, TBG Investing is newly established and operates at a very small scale — roughly $3.44 million in assets under management across six client relationships — which can indicate a highly limited client base and a bespoke service model. The firm requires clients to custody assets at its recommended custodian (Charles Schwab) and relies on custodian reporting for account statements and performance, while its financial-planning engagements include upfront onboarding fees and a subsequent monthly retainer for ongoing services.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Business sale tax planning
Tax strategies for small businesses
Retirement income strategy
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Executive
Fee options
Project-Based Financial Planning: Fixed fee $600 to $10,000 (negotiable).
$0 - $1,000,000: 0.95% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.65% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.35%
Ongoing Financial Planning monthly fee $300 to $1,200, paid monthly in advance (negotiable).
Account minimum: $300,000 Fee-only: Ongoing Financial Planning: Upfront fee up to $6,000; then monthly fee $300 to $1,200 (negotiable). Project-Based Financial Planning: Fixed fee $600 to $10,000 (negotiable).
Main office location
TBG Investing
Lake Oswego OR, United States
Number of offices
2
Most active in
TBG Investing has reported serving >5 clients in these states in the last 12 months.
Illinois · Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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