Taylor Williams Private Wealth Management LLC

Taylor Williams Private Wealth Management is an independent, single‑advisor investment advisory firm that reports approximately $5.7 million in discretionary regulatory assets under management across nine client accounts, primarily individuals (seven described as individuals other than high net worth and two described as high net worth). The firm lists portfolio management for individuals and small businesses, financial planning, selection of other advisers, and pension consulting among its services.

The brochure indicates the firm generally operates on a percentage‑of‑AUM fee basis and has discretionary authority over client accounts. At the end of the reporting period the firm’s separately managed account exposures were reported as roughly 50% exchange‑traded equities, 40% non‑exchange‑traded equities and 10% cash, with no material allocation to government or corporate bonds disclosed.

What distinguishes this firm from many of its independent peers is the inclusion of pension consulting in its service mix, a service that is relatively uncommon among solo independent advisers, and its small, concentrated client base. The firm also reports a single employee who performs multiple roles (investment adviser representative, chief compliance officer and a licensed insurance agent) and notes no financial planning engagements during the last fiscal year despite listing financial planning among offered services.