Tarascio Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,700,000
Clients
49
20% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
49
HighAverage account size
$361,224
About
Tarascio Financial Planning, LLC provides investment management and financial planning services to individual clients and also works with corporations and employer-sponsored retirement plans. Offerings include discretionary portfolio management, comprehensive and limited financial planning, retirement plan consulting, and a workplace financial wellness program focused on employee education.
The firm primarily practices passive investment management, constructing portfolios using index mutual funds and exchange-traded funds and managing accounts on a discretionary basis. It also manages held-away accounts (primarily 401(k) accounts) and uses an order management system (Pontera) to implement tax-efficient asset allocation and opportunistic rebalancing while conducting regular account and plan reviews.
Compared with many independent single-advisor firms, the firm’s explicit work with corporate clients and pension/retirement-plan consulting is uncommon and includes oversight of plan service providers (monitoring 3(16)/3(38) roles, recordkeepers, and TPAs), participant education, and validation of year-end payroll compliance data. With a modest client base and about $17.7 million in discretionary assets under management, the firm combines these workplace and plan services with individualized financial planning and investment oversight.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Retirement income strategy
Business exit / sale strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Tax strategies for small businesses
Occupation focus
Founder/Business Owner
Executive
Fee options
Comprehensive Financial Planning: $6,000 to $10,000 annually; Limited Financial Planning: $3,000 to $10,000 annually; Workplace Financial Wellness Benefit: $6,000 to $10,000 annually
$0+: Up to 1.0% $0 - $1,000,000: 0.65% $1,000,000+: 0.55% $0+: 0.25% (Held Away Accounts Order Management System fee)
Main office location
Tarascio Financial Planning, LLC
4540 E Baseline Rd, Suite 106
Mesa AZ 85206, United States
Number of offices
2
Most active in
Tarascio Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Oregon · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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