Tapparo Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$92,420,149
Clients
113
28% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
113
Very HighAverage account size
$817,877
About
Tapparo Capital Management provides discretionary and non-discretionary portfolio management to individuals, pension and profit-sharing plans, trusts, estates, corporations and charitable organizations. The firm typically integrates ongoing financial planning with portfolio management and, in limited circumstances, offers a fixed-fee option for mutual fund–only portfolios.
Portfolios are custom-tailored to client circumstances and reviewed periodically, with at least annual account reviews and re-optimization as conditions change. Investment selection combines fundamental analysis, technical trading models, cyclical analysis and charting, and the firm may, on a limited basis when suitable, use short-term positions, margin or option strategies.
Noteworthy aspects include managing roughly $93 million for about 113 clients while serving charitable organizations, a client type that relatively few independent advisers report working with. The firm maintains an institutional custody relationship with Altruist (cleared through Apex) that provides technology and operational support, and it does not vote client proxies—clients retain proxy voting responsibility.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Tax-loss harvesting
Fee options
$0 - $1,000,000: 1.00% annually Over $1,000,000+: 0.60% annually
Minimum fee: Fixed fee for portfolios containing mutual funds only, generally ranging between $2,000 and $5,000 annually, payable quarterly in arrears. Fee-only: Fees are solely fee-based; the firm does not accept commissions or other compensation.
Main office location
Tapparo Capital Management
10 South Main Street, Suite 208 A
Topsfield MA 01983-1312, United States
Number of offices
2
Most active in
Tapparo Capital Management has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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