TAK Advisory
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$65,820,347
Total clients
62
31% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
62
Average account size
$1,061,619
About
TAK Advisory, led by a principal who holds CFP® and CPA credentials, provides portfolio management and financial planning to individuals, high‑net‑worth clients, trustees and conservators. The firm prepares individualized investment policy statements and offers ongoing discretionary and non‑discretionary portfolio management alongside comprehensive and project‑based financial planning covering retirement, tax, estate and college planning.
The adviser’s process emphasizes asset allocation, diversification and periodic rebalancing tailored to each client’s income, tax situation, time horizon and documented risk tolerance. TAK Advisory employs both fundamental and technical analysis and may implement a broad set of strategies — including long‑ and short‑term trading, options, margin and short sales — while seeking to manage costs and consider tax consequences.
The brochure highlights that the firm regularly conducts public educational seminars and workshops on investment, estate and financial planning, sometimes sponsored for a fee and sometimes offered free to attendees, which is an uncommon client outreach practice among peers. The principal’s dual CFP and CPA background and prior international equity and brokerage experience are also emphasized in the brochure and may be relevant to clients seeking tax‑aware advice and familiarity with Asian and international markets.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Wealth management
General retirement planning
College savings (529s, UTMA, etc.)
General tax planning
Fee options
Fixed fees range from $1,000 to $10,000 for financial planning; $10,000 to $100,000 for comprehensive financial planning
$0 - $1,000,000: 0.80% annually $1,000,001 - $3,000,000: 0.60% annually $3,000,001+: 0.40% annually
$250 per hour for financial planning services
Main office location
TAK Advisory
Juno Beach FL, United States
Number of offices
2
Most active in
TAK Advisory has reported serving >5 clients in these states in the last 12 months.
Florida · Maine
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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