Tactical Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,427,776
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Tactical Capital LLC is a state-registered investment adviser that provides discretionary asset management to individual and high‑net‑worth clients, delivering managed accounts and including financial planning services only as part of its asset management offering rather than as a separate paid service. The firm advises on allocations across cash, equities, mutual funds/ETFs, fixed income and annuities and accepts written client restrictions on specific securities or sectors.
The firm’s investment approach is driven by client risk tolerance and time horizon and incorporates a mix of asset allocation, dollar‑cost averaging, technical analysis, and both short‑ and long‑term purchase strategies to construct portfolios. Portfolios are actively managed on a discretionary basis with regular account reviews and reporting, and the firm emphasizes coordination with tax professionals due to potential tax implications of its strategies.
Compared with peers in the investment‑manager category—who more commonly focus on pooled or institutional mandates—this firm is notable for offering services to retail and high‑net‑worth individuals and for operating as a small, recently formed adviser. Other distinguishing features include its practice of bundling planning into managed accounts rather than offering standalone planning, its combination of technical and long‑term methods, and the fact that it has not yet finalized a custodian relationship while also maintaining proxy‑voting and written codes of ethics and personal trading restrictions.
Client services
Portfolio management
Expertise
General estate planning guidance
Fee options
Maximum 2.00% annually, charged monthly in arrears based on asset size and complexity, fees negotiable
Account minimum: $50,000.00 Fee-only: Asset management fees included; consulting services included in asset management fees
Main office location
Tactical Capital LLC
Indian Trail NC, United States
Number of offices
1
Most active in
Tactical Capital LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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