T&T Capital Management logo

T&T Capital Management

Updated today

Client assets under management

$112,202,315

Clients

296

10% high-net worth

Advisors

5

of 6 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

59

Typical

Average account size

$379,062

About

T&T Capital Management provides discretionary investment management to individuals, high-net-worth individuals, and corporations, and also serves as a sub-adviser to other registered investment advisers. The firm constructs customized portfolios and implements investment strategies using stocks, bonds, option contracts and other instruments, and allows clients to place reasonable restrictions on holdings.

The firm describes a primarily long-term, deep-value, fundamental investment approach but also uses technical, charting and cyclical analysis and may engage in shorter-term trading when conditions warrant. T&T discloses that it may use options, short sales and margin borrowing in client accounts and actively manages concentrated portfolios with periodic rebalancing to meet client objectives and cash needs.

Notable distinctions include operating from five or more offices and offering sub-advisory services to other advisers, publishing periodicals/newsletters and contributing paid articles to third‑party sites, and having an affiliated mortgage business owned by an associated person (the firm states policies to mitigate resulting conflicts). The brochure also discloses a 2023 consent order with a state securities regulator related to transacting business without proper registration and a $30,000 administrative assessment.

Client services

Portfolio management Newsletters or periodicals Sub-advisory services

Expertise

Concentrated stock management Options & derivatives strategies Active portfolio management

Fee options

Percentage

$10,000 - $500,000: 2.00% annually $500,001 - $1,000,000: 1.75% annually Over $1,000,000+: 1.50% annually

Commissions

Commission-based compensation earned by licensed insurance agents for selling insurance products, separate and in addition to advisory fees.

Other

Account minimum: $10,000

Most active in

Arizona · California · Florida · Georgia · Illinois · Missouri · New York · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Timothy T

Series 63, Series 65

Gilbert, AZ

T&T Capital Management

Timothy Travis is a financial advisor at T&T Capital Management with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has been with T&T Capital Management since 2011. Mr. Travis contributes investment research articles to SeekingAlpha.com on a periodic basis. T&T Capital Management provides discretionary investment management to individuals, high-net-worth clients, corporations, and serves as a sub-adviser to other registered investment advisers. The firm employs a primarily long-term, deep-value, fundamental investment approach supplemented by technical and cyclical analysis, and constructs customized portfolios incorporating stocks, bonds, options, and other instruments.

Concentrated stock management Options & derivatives strategies Active portfolio management
user avatar

Scott A

Series 65

Coto De Caza, CA

T&T Capital Management

Scott Altenburg is a financial advisor at T&T Capital Management with 10 years of industry experience. He holds a Series 65 designation and has worked with firms including Kingsview Asset Management and Three Lakes Trading Company. Altenburg is also involved as a resident insurance producer for Rick Nelson Insurance Solutions LLC. T&T Capital Management provides discretionary investment management to individuals, high-net-worth clients, and corporations, as well as sub-advisory services to other registered investment advisers. The firm employs a primarily long-term, deep-value, fundamental investment approach combined with technical and cyclical analysis, and uses a range of instruments including stocks, bonds, and options.

Concentrated stock management Options & derivatives strategies Active portfolio management
user avatar

Peter T

Series 65

Laguna Hills, CA

T&T Capital Management

Peter Travis is a financial advisor at T&T Capital Management with 15 years of industry experience. He holds a Series 65 designation and has been with T&T Capital Management since 2011. T&T Capital Management provides discretionary investment management to individuals, high-net-worth clients, and corporations, as well as sub-advisory services to other registered investment advisers. The firm employs a primarily long-term, deep-value, fundamental investment approach, supplemented by technical and cyclical analysis, and actively manages concentrated portfolios with periodic rebalancing.

Concentrated stock management Options & derivatives strategies Active portfolio management
user avatar

Joel K

Series 65

Coto De Caza, CA

T&T Capital Management

Joel Kelner is a financial advisor at T&T Capital Management with 12 years of industry experience. He holds a Series 65 designation and has been with T&T Capital Management since 2013. Outside of his advisory role, Kelner is involved in the mortgage and real estate business as a loan officer and realtor through Vatreni Inc, which he founded in 2011. T&T Capital Management provides discretionary investment management services to individuals, high-net-worth clients, and corporations, also serving as a sub-adviser to other registered investment advisers. The firm employs a primarily long-term, deep-value investment approach while incorporating technical and cyclical analysis, and it offers customized portfolios with options for reasonable client restrictions.

Concentrated stock management Options & derivatives strategies Active portfolio management
user avatar

Mitchell F

Series 65

Ladera Ranch, CA

T&T Capital Management

Mitchell Fee is a Series 65 licensed advisor with 10 years of industry experience. He is currently affiliated with T&T Capital Management and Three Lakes Advisors, where he has worked since 2017. Prior to that, he held roles at Kingsview Asset Management and Kingsview LLC. Outside of advising, Fee is an independent insurance agent providing insurance planning strategies. T&T Capital Management offers discretionary investment management services to individuals, high-net-worth clients, and corporations, and acts as a sub-adviser to other registered investment advisers. The firm employs a primarily long-term, deep-value, fundamental investment approach while also utilizing technical and cyclical analysis, with the flexibility to engage in shorter-term trading when appropriate.

Concentrated stock management Options & derivatives strategies Active portfolio management
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")