T.H. Rapko & Company, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$33,700,000
Total clients
36
44% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
36
Average account size
$936,111
About
The firm provides ongoing discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, documenting each client's goals, tax situation, and risk tolerance in an Investment Policy Statement. Portfolios are concentrated in equities, bonds, and ETFs, and the firm may incorporate Treasury Inflation-Protected securities and precious-metal ETFs as part of diversification.
The investment process is based on fundamental analysis and employs both long‑term and short‑term trading to implement client-specific plans, with the adviser requesting discretionary authority to execute trades. Accounts are reviewed on a regular monthly cadence, managed in-house without delegating to third‑party managers, and the firm uses institutional custodians and the ability to aggregate (block) trades for execution efficiency.
Noteworthy features relative to many peers include an explicit covered‑call/options overlay offered as part of portfolio management and a documented personal‑trading policy under which the firm states it will prioritize client transactions. The firm serves a relatively small client base and discloses reliance on institutional custodian services and potential conflicts of interest (and how they are managed), which may impact the range of operational resources available compared with larger advisors.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
All Assets Invested in Bonds+: 1.00% All Assets that Utilized Covered-Call Strategy+: 2.00%
Main office location
T.H. Rapko & Company, LLC
215 West Franklin Street, Suite 311
Monterey CA 93940, United States
Number of offices
1
Most active in
T.H. Rapko & Company, LLC has reported serving >5 clients in these states in the last 12 months.
California · Massachusetts · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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