S
Szafran Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,906,428
Clients
16
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$744,152
About
Szafran Capital Management provides fee-only investment advisory services to individuals as well as trusts, estates and corporations, offering both discretionary and non-discretionary portfolio management and assistance with custodian establishment and transfers. The firm manages a small number of client relationships with approximately $11.9 million in combined assets under management.
The firm’s investment process emphasizes establishing client goals, constraints and risk tolerance and developing an asset allocation implemented using a mix of fundamental and technical analysis, including charting and timing services, supported by third‑party research and public filings. Accounts are monitored on an ongoing basis with periodic (at least quarterly) reviews and the firm executes trades when granted discretionary authority.
A noteworthy feature disclosed in the brochure is that the adviser concurrently holds full‑time trust‑investment and executive roles at other trust-related entities, which may affect availability and should be considered when assessing potential conflicts. The firm is fee‑only, does not accept performance‑based fees or commissions, and leaves proxy voting to clients rather than voting securities on their behalf.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
$0 - $500,000: 2.00% $500,001 - $1,000,000: 1.50% $1,000,001 - $3,000,000: 1.00% $3,000,001+: 0.75%
$175 per hour
Account minimum: $100,000 Minimum fee: $1,000 minimum annual Investment Management Fee Fee-only: Investment management fees as described; no commissions or other compensation accepted.
Main office location
Szafran Capital Management, LLC
Rowlett TX, United States
Number of offices
1
Most active in
Szafran Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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