Syzygy Financial LLC

Syzygy Financial LLC is an independent, single‑advisor registered investment adviser that provides financial planning and discretionary portfolio management primarily for individual clients and, as indicated in its brochure, also for certain institutional clients such as pension/profit‑sharing plans and charitable organizations. The firm typically charges a percentage‑of‑AUM fee and reports approximately $775,831 in regulatory assets across 11 client accounts.

Portfolios are equity‑focused: the firm reports that roughly 92% of separately managed assets were held in exchange‑traded equity securities at year‑end, with the remainder largely in cash and a small allocation to registered investment company securities. The adviser acts as discretionary manager for client accounts and reports use of a qualified custodian (Interactive Brokers) for a portion of separately managed assets.

Compared with peers, the firm’s combination of being a solo practitioner while advising institutional clients is uncommon for independent advisers, and it discloses a past regulatory matter — a FINRA arbitration filed in 2011 that was settled in 2013 without admission of liability (settlement recorded at $25,000 with an individual contribution reported). The firm’s small scale — a single advisory professional overseeing under $1 million in AUM and a handful of accounts — frames those unusual features within a concentrated, equity‑oriented practice.