SYW Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Investment Manager
May not manage individual clients
Clients per advisor
0
Average account size
—
About
SYW Capital Management LLC primarily serves pooled investment vehicles and other investment advisers, acting as the investment adviser and discretionary manager to a private fund and offering subadvisory services to unaffiliated advisers. The firm’s brochure indicates it currently reports no discretionary or non-discretionary assets under management and does not list individual client accounts.
The firm provides ongoing discretionary portfolio management guided by written investment policy statements, using methods such as cyclical and fundamental analysis and modern portfolio theory. Strategies may include long- and short-term trading and use of instruments such as equities, fixed income, ETFs (including precious metal ETFs), commodities, short sales, margin, and options, and the firm requires discretionary trading authority and use of a specific custodian.
Noteworthy differences from many peers include that managing the private pooled vehicle is the firm’s principal business while the ADV reports zero AUM, and the firm accepts both asset-based and performance-based compensation, creating potential side‑by‑side conflicts that it says it manages through allocation policies. The firm also requires clients to use a designated broker-dealer, may receive soft-dollar research benefits, and does not aggregate trades across multiple client accounts, practices that can affect trade execution and conflict considerations.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.00% annually
10.00% of capital appreciation with high water mark
Main office location
SYW Capital Management LLC
58 19 83 Rd Street
Middle Village NY 11379, United States
Number of offices
1
Most active in
SYW Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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