Synergy Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,505,329
Clients
9
56% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$1,278,370
About
Synergy Wealth Management is a small, independent registered investment adviser that provides discretionary portfolio management, comprehensive financial planning, and consulting to a limited number of clients, including high‑net‑worth individuals, trusts, estates, corporations, and business owners. The firm also assists clients with selection of third‑party managers and turnkey asset management platforms (TAMPs).
The firm follows a financial‑planning‑driven investment process that combines fundamental, technical, cyclical, charting, and economic analysis to build diversified portfolios organized by defined risk bands, with ongoing reviews and discretionary trading authority to align portfolios with client objectives. Implementation is commonly done through TAMPs and supported by custodial relationships with firms such as Charles Schwab and Altruist, with advisory compensation charged on a percentage‑of‑AUM basis.
A notable feature is the principal’s concurrent insurance distribution and annuity‑marketing businesses (an IMO/FMO) and an affiliated tax‑consulting business, which can result in insurance commissions, overrides, or other compensation and are disclosed as potential conflicts of interest. The firm’s small client base and roughly $11.5 million in assets under management indicate a focus on more specialized, higher‑net‑worth engagements rather than mass‑market retail relationships.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Life insurance needs analysis
Disability insurance
Long-term care insurance
Retirement plans for business owners (SEP, solo 401k)
Business succession planning
Occupation focus
Founder/Business Owner
Executive
Fee options
Financial planning and consulting fees are fixed fees determined in advance based on scope and complexity.
$0+: 0.30% to 2.00% annually for individually managed accounts not using TAMPs $0+: 0.50% to 2.00% annually for individually managed accounts using TAMPs
Fee-only: Fixed fees for financial planning typically $500 - $10,000; consulting fees typically $150 - $10,000; fees may be waived or reduced at firm's discretion.
Main office location
Synergy Wealth Management
Houston TX, United States
Number of offices
1
Most active in
Synergy Wealth Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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