Synergy Investment Management LLC

Synergy Investment Management provides discretionary investment management, financial planning, and consulting to individuals (both non‑HNW and high‑net‑worth), trusts, estates, businesses, and charitable organizations. The firm manages approximately $681.5 million for about 2,469 clients and supports portfolio construction, ongoing supervision, and referrals to independent managers when appropriate.

The firm’s investment process is grounded in Modern Portfolio Theory and typically emphasizes long‑term strategic allocations implemented with mutual funds, ETFs and, when appropriate, individual securities, alternatives, options and structured products. Synergy also employs proprietary quantitative/algorithmic models for recommendations and uses a held‑away account platform (Pontera) to provide discretionary management and periodic rebalancing of employer‑sponsored retirement accounts — capabilities that are less common among multi‑team peers.

Noteworthy operational features include a wrap fee program that bundles covered transaction and custody costs into a single advisory fee and multiple industry affiliations: several supervised persons are registered representatives of LPL Financial and some are licensed insurance agents of an affiliated insurance agency (Synergy Insurance Partners). The firm discloses these relationships and describes mitigations (for example, it does not charge its advisory fee on assets implemented in advisors’ separate capacities) and uses third‑party services such as Broadridge for proxy voting oversight.