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Synergy Capital Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,196,191
Clients
2
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$1,098,096
About
Synergy Capital Advisors provides discretionary investment supervisory services to individual and high‑net‑worth clients, creating individualized Investment Policy Statements and managing portfolios across both long‑only and long‑short mandates. The firm’s investment menu includes mutual funds, equities, bonds, ETFs, hedge funds, REITs, third‑party money managers, and private placements as appropriate to client objectives.
The firm combines fundamental, technical, and cyclical analysis with a proprietary quantitative program that uses multivariate regression techniques, robust transformations, and a neural network to forecast returns and set portfolio weights through optimization. It implements both long‑term and short‑term trading strategies and may utilize short sales and margin, operating under discretionary authority with monthly account reviews.
Notably, the adviser accepts performance‑based fees for qualified investors and manages both performance‑based and asset‑based accounts, with disclosures and practices aimed at addressing side‑by‑side conflicts. The firm also requires clients to use its recommended custodian, does not participate in wrap fee programs, and documents its trade and personal‑trading policies.
Client services
Portfolio management
Expertise
Active portfolio management
Private / alternative investments
Fee options
$250,000 - $499,999: 2.00% $500,000 - $749,999: 1.75% $750,000 - $999,999: 1.50% $1,000,000+: 1.00% $250,000 - $499,999: 1.50% $500,000 - $749,999: 1.25% $750,000+: 1.00%
20% of net profits above a mutually agreed upon high water mark for qualified investors; fees paid quarterly in advance.
Account minimum: $250,000 Fee-only: Investment supervisory fees paid quarterly in advance; fees are negotiable.
Main office location
Synergy Capital Advisors, LLC
Round Rock TX, United States
Number of offices
1
Most active in
Synergy Capital Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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