Sycamore Financial Advisors, Inc.

Sycamore Financial Advisors is a fee-based registered investment adviser with a four-advisor team managing about $92 million for roughly 230 households. It provides ongoing investment management and comprehensive financial planning to individuals (including high-net-worth clients), families, trusts, estates and small or family-owned businesses, and also arranges insurance contracts through licensed producers that may generate commission-based compensation — a service mix that differs from many peers.

The firm uses a strategic asset allocation framework implemented through three approaches: a mutual fund/ETF-based strategy, a strategy that adds individual stocks, bonds and option strategies, and a personalized allocation program that includes active option writing to generate income and hedge positions. Sycamore employs both fundamental and technical analysis, commonly manages accounts on a discretionary basis, and, with client consent, may engage a sub‑advisor to manage select client accounts.

Noteworthy aspects include the firm’s licensed insurance activity alongside advisory services and specialist credentials (e.g., CFP, AIF, CPC) that support retirement-plan consulting and fiduciary-focused planning in addition to portfolio management. The firm documents proxy‑voting policies, provides tailored review schedules and written reporting, and accepts limited soft‑dollar benefits and custodian-supplied resources to support its advisory operations.