SYCAMORE Asset Management, LLC

Sycamore Asset Management is a fee-only, solo-advisor firm that primarily serves individual clients — including high-net-worth individuals — as well as a small number of businesses, charities and pension clients. It provides comprehensive financial planning (tax, insurance, college, retirement and estate planning) on an hourly basis and assists clients with implementing investment strategies through recommendations of third‑party, fee-based money managers.

The firm’s investment approach is grounded in Modern Portfolio Theory and the efficient market framework, favoring broadly diversified mutual funds and asset‑allocation strategies informed by academic research and third‑party portfolio analysis tools. Rather than recommending individual securities or market timing, the adviser develops investment policy statements, monitors accounts, and coordinates rebalancing through the selected outside managers.

Notably, Sycamore does not directly manage client assets or accept custody and most client assets are non‑discretionary, so implementation and trading are handled by recommended third‑party RIAs under co‑adviser arrangements. The practice is a small, single‑advisor model with a focus on hourly planning engagements and curated manager selection, and it does not participate in wrap programs, accept commissions, or use soft‑dollar arrangements.