Swift Run Capital Management

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Client assets under management

$75,600,000

Clients

77% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$1,453,846

About

Swift Run Capital Management provides discretionary portfolio management primarily to Qualified clients, including high‑net‑worth individuals, family offices, endowments, foundations, trusts and similar institutional investors. The firm delivers its services through separately managed accounts and, in select cases, custom accounts for strategically important non‑Qualified clients.

The firm follows an event‑driven, value‑oriented investment approach grounded in bottom‑up fundamental research and an emphasis on identifiable catalysts that can realize intrinsic value over a multi‑year horizon. Portfolios are intentionally concentrated (typically limited to roughly 25 holdings), may span the capital structure from equities to debt and derivatives, and may employ modest leverage, options or investments in less liquid or new‑issue securities when opportunities warrant.

A distinctive feature of the firm is its use of performance‑based incentive fees in addition to traditional management fees, a compensation structure that is relatively uncommon among supported peers and is calculated on capital appreciation with a high‑watermark and annual measurement period. SRCM also documents side‑by‑side allocation procedures to manage conflicts among accounts, negotiates bespoke arrangements for certain clients, and emphasizes position‑ and portfolio‑level controls such as industry and security concentration limits.

Client services

Portfolio management

Expertise

Active portfolio management Options & derivatives strategies Concentrated stock management

Occupation focus

Founder/Business Owner

Fee options

Percentage

$0+: 0.75% annually for Qualified Clients with performance-based fee $0+: 1.50% annually for Custom Accounts or accounts not charged a performance-based fee

Performance-based

20% of capital appreciation (realized and unrealized gains), subject to a high watermark, charged annually and upon withdrawals.

Main office location

Swift Run Capital Management

310 4 Th Street Ne Suite 102

Charlottesville VA 22902-5299, United States

Number of offices

Most active in

Virginia

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 434-326-6968

Advisors at this firm

Timothy M

Series 65

Charlottesville, VA

Swift Run Capital Management

Timothy Mullen is a financial advisor at Swift Run Capital Management with 12 years of industry experience. He holds a Series 65 designation and has been with Swift Run Capital since 2013. Swift Run Capital Management provides discretionary portfolio management primarily to qualified high-net-worth individuals, family offices, endowments, foundations, trusts, and pension plans through separately managed accounts. The firm employs a single event-driven, value investing strategy focused on bottom-up fundamental research, maintaining concentrated portfolios and using modest leverage and hedging to manage risk.

Active portfolio management Options & derivatives strategies Concentrated stock management Founder/Business Owner

Daniel G

Series 65

Charlottesville, VA

Swift Run Capital Management

Daniel Goodall is a financial advisor at Swift Run Capital Management with 12 years of industry experience. He holds a Series 65 designation and is based in Charlottesville, VA. Swift Run Capital Management provides discretionary portfolio management primarily to qualified high-net-worth individuals, family offices, endowments, foundations, trusts, and pension plans through separately managed accounts. The firm employs a single event-driven, value investing strategy focused on concentrated portfolios and uses performance-based incentive fees alongside asset-based management fees.

Active portfolio management Options & derivatives strategies Concentrated stock management Founder/Business Owner

Jonathan F

Series 65

Charlottesville, VA

Swift Run Capital Management

Jonathan Foltz is a financial advisor at Swift Run Capital Management with 19 years of industry experience and holds a Series 65 designation. He is a one-quarter owner of a real estate development business, which he is involved with on weekends. Swift Run Capital Management provides discretionary portfolio management primarily to high-net-worth individuals, family offices, endowments, foundations, trusts, and pension plans. The firm employs a single event-driven, value investing strategy based on bottom-up fundamental research, focusing on concentrated portfolios with multi-year absolute return targets.

Active portfolio management Options & derivatives strategies Concentrated stock management Founder/Business Owner

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