S
Sweeney Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,933,470
Clients
26
77% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
26
TypicalAverage account size
$1,112,826
About
Sweeney Asset Management, LLC provides discretionary investment supervisory services and retirement-plan consulting for individuals, high‑net‑worth clients, and retirement plans. The firm offers ongoing portfolio management, participant education, and may refer clients to third‑party managers such as Crawford Investment Counsel.
The adviser uses fundamental analysis and a mix of longer‑ and shorter‑term holdings, determining objectives and risk tolerance through an investment questionnaire and conducting at least quarterly account reviews. Client assets are held at third‑party custodians (the firm typically recommends Charles Schwab) and the adviser may use block or bunched trading for execution.
With roughly $28.9 million in assets under management for a small roster of about 26 clients, the firm operates with a relatively concentrated client base and individualized relationships. The brochure discloses that Sweeney receives compensation for referrals to third‑party managers, shares office space with another advisory principal with whom it has had prior private investments (a disclosed potential conflict), and does not vote client proxies, leaving voting rights with clients.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
Fee options
$0+: Up to 1.25% annually (negotiable) for Sweeney Asset Management's Investment Supervisory Services, charged quarterly in advance based on market value of assets $0 - $3,000,000: 1.00% annually for Crawford Investment Counsel Balanced and Equity Only accounts $3,000,000+: 0.50% annually for Crawford Investment Counsel Balanced and Equity Only accounts $0 - $25,000,000: 0.85% annually for Crawford Investment Counsel Small Cap Equity strategy $25,000,000 - $50,000,000: 0.80% annually for Crawford Investment Counsel Small Cap Equity strategy $50,000,000+: 0.75% annually for Crawford Investment Counsel Small Cap Equity strategy $0 - $5,000,000: 0.40% annually for Crawford Investment Counsel Fixed Income Only accounts $5,000,000 - $10,000,000: 0.35% annually for Crawford Investment Counsel Fixed Income Only accounts $10,000,000+: 0.30% annually for Crawford Investment Counsel Fixed Income Only accounts $0+: 0.10% to 0.25% quarterly fee for Retirement Plan Services based on plan assets
Account minimum: No minimum for Sweeney Asset Management's direct advisory services; however, for third-party manager Crawford Investment Counsel Inc., minimums vary by strategy: $2,000,000 for balanced and equity only accounts, $5,000,000 for Small Cap Equity accounts, and $3,000,000 for fixed income only accounts. Fee-only: Investment supervisory services fees up to 1.25% annually, negotiable, paid quarterly in advance.
Main office location
Sweeney Asset Management, LLC
720 Nw 50 Th St., Suite 101
Oklahoma City OK 73118, United States
Number of offices
1
Most active in
Sweeney Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Oklahoma · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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